Message-ID: <16931933.1075840752965.JavaMail.evans@thyme>
Date: Thu, 24 Jan 2002 08:09:14 -0800 (PST)
From: r-2-735031-4153765-2-284-us1-5b99cffc@xmr3.com
To: vkamins@enron.com
Subject: Directed Brokerage & Soft Dollar Practices
Mime-Version: 1.0
Content-Type: text/plain; charset=ANSI_X3.4-1968
Content-Transfer-Encoding: quoted-printable
X-From: Marc Weitzman <R-2-735031-4153765-2-284-US1-5B99CFFC@xmr3.com>@ENRON
X-To: vkamins@enron.com
X-cc: 
X-bcc: 
X-Folder: \vkamins\Deleted Items
X-Origin: KAMINSKI-V
X-FileName: vincent kaminski 1-30-02.pst


 =09    Hear Kathryn Hoenig, President of Hoenig & Co. analyze the strength=
s, opportunities and potential pitfalls of the international market! =09
 Presenting IIR'S 9th Annual Forum on: =09 =09


 Directed Brokerage &  Soft Dollar Practices =09 =09
 Navigate through today's compliance and regulatory issues to conduct your =
business more effectively in a volatile economy =09 =09


 February 26-27, 2002      *      Roosevelt Hotel      *      New York  Reg=
ister      Conference Agenda      Download Brochure      Conference Overvie=
w   =09


 Join the forement legal and consulting authorities as they help you sort t=
hrough today's regulatory guidelines and obtain the latest information as y=
ou:  Learn the ins and outs of establishing a directed brokerage program   =
Understand the impact ERISA and DOL have on transactions   =09        Unrav=
el the complexities of AIMR, SEC and SIA soft dollar and directed brokerage=
 guidelines   Create strong and effective documentation   Address the lates=
t issues in SEC rulemaking   =09


 =09 =09 =09
 =09     Dear Vince,  There are a number of issues to consider when establi=
shing a directed brokerage or soft dollars program. In an industry with so =
much gray area, IIRs 9th Annual Forum on Directed Brokerage and Soft Dollar=
 Practices will provide a clear explanation of today's regulatory and compl=
iance issues.  Specifically requested industry leaders such as Gerald Lins =
of ING FURMAN SELZ ASSET MANAGEMENT, Harriss Sufian from HOENIG & CO. and M=
ichael Butowsky of ROSENMAN & COLIN LLP, will address soft dollar legal iss=
ues and broker obligations. You'll hear from SEC and AIMR representatives a=
s they address the latest issues in rulemaking and abiding by various guide=
lines. And plan sponsors will discuss what they've been up against in estab=
lishing a directed brokerage program and how they have dealt with the chall=
enges.     Plus?Don't Miss the Post-Conference Workshop: Soft Dollar Practi=
cal Applications     This workshop on practical applications takes a closer=
 look at exactly how to implement the groundwork you learned throughout the=
 conference. A number of hypothetical situations will be presented, discuss=
ing the most effective ways to solve the problems back at your firm. Bring =
questions and problems to work out!  To register, Click here  or call 888-6=
70-8200. Please mention priority code, U1686XXEM when registering.  I Hope =
to see you in New York!  Sincerely, Liz Wilson Vice President, IIR =09 =09
 =09 =09 =09


=20

If you would prefer not to receive further messages from this sender:
1. Click on the Reply button.
2. Replace the Subject field with the word REMOVE.
3. Click the Send button.
You will receive one additional e-mail message confirming your removal.